1 So in original. Probably should be “paragraph”.
(3)(C)(iii) and (iv) of this subsection, from making public or informing any interested party of the sale of any securities;

Historical and Revision Notes

Revised

Section

Source (U.S. Code)

Source (Statutes at Large)

13104

5 U.S.C. App. (EGA § 102)

Puspan. L. 95–521, title I, § 102, Oct. 26, 1978, 92 Stat. 1825; Puspan. L. 96–19, §§ 3(a)(1), (span), 6(a), 7(a)–(d)(1), (f), 9(span), (c)(1), (j), June 13, 1979, 93 Stat. 39–43; Puspan. L. 97–51, § 130(span), Oct. 1, 1981, 95 Stat. 966; Puspan. L. 98–150, § 10, Nov. 11, 1983, 97 Stat. 962; Puspan. L. 101–194, title II, § 202, Nov. 30, 1989, 103 Stat. 1727; Puspan. L. 101–280, § 3(3), May 4, 1990, 104 Stat. 152; Puspan. L. 102–90, title III, § 314(a), Aug. 14, 1991, 105 Stat. 469; Puspan. L. 104–65, §§ 20, 22(a), (span), Dec. 19, 1995, 109 Stat. 704, 705; Puspan. L. 112–105, § 13(a), Apr. 4, 2012, 126 Stat. 300.

In subsection (a)(4)(A), in clause (ii)(II) and clause (iii)(II), the words “special Government employee” are substituted for “special government employee” to correct errors in the law.

In subsection (f)(2)(B)(ii), at the end of the clause, after the word “knowledge”, the word “of” is omitted to correct an error in the law. The preceding phrase “of which” eliminates the need for “of” after “knowledge”.

In subsection (f)(3)(E), the words “Securities Exchange Act of 1934” are substituted for “Securities and Exchange Act of 1934” to correct an error in the law. See the short title enacted by section 1 of the Act (15 U.S.C. 78a).

In subsection (f)(3)(F), the reference to “the effective date of title II of the Ethics Reform Act of 1989” is not translated to a date certain because the date varies. For most provisions, the effective date is January 1, 1991. For section 102(f)(4)(B) of the Ethics in Government Act of 1978, which is restated as section 13104(f)(4)(B) of title 5, United States Code, the effective date is January 1, 1990. See section 204 of the Ethics Reform Act of 1989, as added by section 3(10)(B) of Public Law 101–280 (104 Stat. 157).

In subsection (f)(4)(B)(i)(V), the reference to “the effective date of this Act” is not translated to a date certain because the date is ambiguous. The words “the effective date of this Act” probably mean the effective date of title II of the Ethics Reform Act of 1989 (rather than the effective date of the Ethics in Government Act of 1978). Title II of the Ethics Reform Act of 1989 enacted a general amendment of title I of the Ethics in Government Act of 1978 (see section 202 at 103 Stat. 1724). For title II of the Ethics Reform Act of 1989, the effective date varies. For most provisions, the effective date is January 1, 1991. For section 102(f)(4)(B) of the Ethics in Government Act of 1978, which is restated as section 13104(f)(4)(B) of title 5, United States Code, the effective date is January 1, 1990. See section 204 of the Ethics Reform Act of 1989, as added by section 3(10)(B) of Public Law 101–280 (104 Stat. 157).

Editorial Notes
References in Text

For the effective date of title II of the Ethics Reform Act of 1989, referred to in subsec. (f)(3)(F), see section 204 of Puspan. L. 101–194, set out as an Effective Date of 1989 Amendment note below.

The effective date of this Act, referred to in subsec. (f)(4)(B)(i)(V), probably means the effective date of title II of the Ethics Reform Act of 1989, which generally amended title I of Puspan. L. 95–521, prior to repeal and restatement as this subchapter. See note above.

The Social Security Act, referred to in subsec. (i)(2), is act Aug. 14, 1935, ch. 531, 49 Stat. 620, which is classified generally to chapter 7 (§ 301 et seq.) of Title 42, The Public Health and Welfare. For complete classification of this Act to the Code, see section 1305 of Title 42 and Tables.

Statutory Notes and Related Subsidiaries
Effective Date of 1995 Amendment

Puspan. L. 104–65, § 22(c), Dec. 19, 1995, 109 Stat. 705, as amended by Puspan. L. 117–286, § 4(c)(13), Dec. 27, 2022, 136 Stat. 4354, provided that:

“The amendment made by this section [amending section 102 of Puspan. L. 95–521, restated as this section] shall apply with respect to reports filed under subchapter I of chapter 131 of title 5, United States Code, for calendar year 1996 and thereafter.”

Effective Date of 1989 Amendment

Puspan. L. 101–194, title II, § 204, as added by Puspan. L. 101–280, § 3(10)(B), May 4, 1990, 104 Stat. 157, provided that:

“The amendments made by this title [see Tables for classification] and the repeal made by section 201 [repealing sections 201 to 212 of Puspan. L. 95–521, formerly set out under the heading Executive Personnel Financial Disclosure Requirements in the Appendix to this title, and sections 301 to 309 of Puspan. L. 95–521, formerly set out under the heading Judicial Personnel Financial Disclosure Requirements in the Appendix to Title 28, Judiciary and Judicial Procedure] shall take effect on January 1, 1991, except that the provisions of section 102(f)(4)(B) of the Ethics in Government Act of 1978 [section 102(f)(4)(B) of Puspan. L. 95–521, restated as subsec. (f)(4)(B) of this section], as amended by this title, shall be effective as of January 1, 1990.”