Subpart E. Subpart E—Monitoring of Trading and Trade Processing

• § 37.400 - Core Principle 4—Monitoring of trading and trade processing.
• § 37.401 - General requirements.
• § 37.402 - Additional requirements for physical-delivery swaps.
• § 37.403 - Additional requirements for cash-settled swaps.
• § 37.404 - Ability to obtain information.
• § 37.405 - Risk controls for trading.
• § 37.406 - Trade reconstruction.
• § 37.407 - Regulatory service provider.
• § 37.408 - Additional sources for compliance.