Subpart C. Subpart C—Compliance With Rules

• § 37.200 - Core Principle 2—Compliance with rules.
• § 37.201 - Operation of swap execution facility and compliance with rules.
• § 37.202 - Access requirements.
• § 37.203 - Rule enforcement program.
• § 37.204 - Regulatory services provided by a third party.
• § 37.205 - Audit trail.
• § 37.206 - Disciplinary procedures and sanctions.