Part 30. PART 30—FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS

• § 30.1 - Definitions.
• § 30.2 - Applicability of the Act and rules.
• § 30.3 - Prohibited transactions.
• § 30.4 - Registration required.
• § 30.5 - Alternative procedures for non-domestic persons.
• § 30.6 - Disclosure.
• § 30.7 - Treatment of foreign futures or foreign options secured amount.
• § 30.8 - [Reserved]
• § 30.9 - Fraudulent transactions prohibited.
• § 30.10 - Petitions for exemption.
• § 30.11 - Applicability of state law.
• § 30.12 - Direct foreign order transmittal.
• § 30.13 - Commission certification.

• APPENDIX

  • Appendix A to Part 30—Interpretative Statement With Respect to the Commission's Exemptive Authority Under § 30.10 of Its Rules
  • Appendix B to Part 30—Interpretative Statement With Respect to the Secured Amount Requirement Set Forth in § 30.7
  • Appendix C to Part 30—Foreign Petitioners Granted Relief From the Application of Certain of the Part 30 Rules Pursuant to § 30.10
  • Appendix D to Part 30—Commission Certification With Respect to Foreign Futures and Options Contracts on a Non-Narrow-Based Security Index
  • Appendix E to Part 30—Acknowledgment Letter for CFTC Regulation 30.7 Customer Secured Account
  • Appendix F to Part 30—Acknowledgment Letter for CFTC Regulation 30.7 Customer Secured Money Market Mutual Fund Account