Subjgrp 6. Miscellaneous
- § 1.40 - Crop, market information letters, reports; copies required.
- § 1.41 - Designation of hedging accounts.
- § 1.42 - Delivery accounts.
- § 1.43 - Letters of credit as collateral.
- §§ 1.44-1.45 - §[Reserved]
- § 1.46 - Application and closing out of offsetting long and short positions.
- §§ 1.47-1.48 - §[Reserved]
- § 1.49 - Denomination of customer funds and location of depositories.
- §§ 1.50-1.51 - §[Reserved]
- § 1.52 - Self-regulatory organization adoption and surveillance of minimum financial requirements.
- § 1.53 - [Reserved]
- § 1.54 - Contract market rules submitted to and approved or not disapproved by the Secretary of Agriculture.
- § 1.55 - Public disclosures by futures commission merchants.
- § 1.56 - Prohibition of guarantees against loss.
- § 1.57 - Operations and activities of introducing brokers.
- § 1.58 - Gross collection of exchange-set margins.
- § 1.59 - Activities of self-regulatory organization employees, governing board members, committee members, and consultants.
- § 1.60 - Pending legal proceedings.
- §§ 1.61-1.62 - §[Reserved]
- § 1.63 - Service on self-regulatory organization governing boards or committees by persons with disciplinary histories.
- § 1.64 - Composition of various self-regulatory organization governing boards and major disciplinary committees.
- § 1.65 - Notice of bulk transfers and disclosure obligations to customers.
- § 1.66 - No-action positions with respect to floor traders.
- § 1.67 - Notification of final disciplinary action involving financial harm to a customer.
- § 1.68 - [Reserved]
- § 1.69 - Voting by interested members of self-regulatory organization governing boards and various committees.
- § 1.70 - Notification of State enforcement actions brought under the Commodity Exchange Act.
- § 1.71 - Conflicts of interest policies and procedures by futures commission merchants and introducing brokers.
- § 1.72 - Restrictions on customer clearing arrangements.
- § 1.73 - Clearing futures commission merchant risk management.
- § 1.74 - Futures commission merchant acceptance for clearing.
- § 1.75 - Delegation of authority to the Director of the Division of Clearing and Risk to establish an alternative compliance schedule to comply with futures commission merchant acceptance for clearing.