Part 11. PART 11—RULES RELATING TO INVESTIGATIONS

• § 11.1 - Scope and applicability of rules.
• § 11.2 - Authority to conduct investigations.
• § 11.3 - Confidentiality of investigations.
• § 11.4 - Subpoenas.
• § 11.5 - Transcripts.
• § 11.6 - Oath; false statements.
• § 11.7 - Rights of witnesses.
• § 11.8 - Sequestration.

• APPENDIX

  • Appendix A to Part 11—Informal Procedure Relating to the Recommendation of Enforcement Proceedings