Part 420. PART 420—LARGE POSITION REPORTING

• § 420.1 - Applicability.
• § 420.2 - Definitions.
• § 420.3 - Reporting.
• § 420.4 - Recordkeeping.
• § 420.5 - Applicability date.

• APPENDIX

  • Appendix A to Part 420—Separate Reporting Entity
  • Appendix B to Part 420—Sample Large Position Report