Part 403. PART 403—PROTECTION OF CUSTOMER SECURITIES AND BALANCES

• § 403.1 - Application of part to registered brokers and dealers.
• § 403.2 - Hypothecation of customer securities.
• § 403.3 - Use of customers' free credit balances.
• § 403.4 - Customer protection—reserves and custody of securities.
• § 403.5 - Custody of securities held by financial institutions that are government securities brokers or dealers.
• § 403.6 - Compliance with part by futures commission merchants.
• § 403.7 - Effective dates.