Part 402. PART 402—FINANCIAL RESPONSIBILITY

• § 402.1 - Application of part to registered brokers and dealers and financial institutions; special rules for futures commission merchants and government securities interdealer brokers; effective date.
• § 402.2 - Capital requirements for registered government securities brokers and dealers.
• § 402.2a - Appendix A—Calculation of market risk haircut for purposes of § 402.2(g)(2).
• § 402.2b - [Reserved]
• § 402.2c - Appendix C—Consolidated computations of liquid capital and total haircuts for certain subsidiaries and affiliates.
• § 402.2d - Appendix D—Modification of of this title, relating to satisfactory subordination agreements, for purposes of § 402.2.