Part 401. PART 401—EXEMPTIONS

• § 401.1 - Exemption for organizations handling transactions in United States Savings Bonds.
• § 401.2 - Exemption for depository institutions that submit tenders for the account of customers for purchase on original issue of United States Treasury securities.
• § 401.3 - Exemption for financial institutions that are engaged in limited government securities brokerage activities.
• § 401.4 - Exemption for financial institutions engaged in limited government securities dealer activities.
• § 401.5 - Exemption for corporate credit unions transacting limited government securities business with other credit unions.
• § 401.6 - Exemption for branches and agencies of foreign banks that deal solely with non-United States citizens resident offshore.
• § 401.7 - Exemption for certain foreign government securities brokers or dealers.