1. Regulations
  2. title 17
  3. chapter II-i2
  4. part 249
  5. subpart I
  6. § 249.801

View all text of Subpart I [§ 249.801 - § 249.822]

§ 249.801 - Form X-15AA-1, for application for registration as a national securities association or affiliated securities association.

This form shall be filed as an application for registration as a national securities association or as an affiliated securities association pursuant to Rule 15Aa-1 (§ 240.15Aa-1 of this chapter).

[33 FR 18995, Dec. 20, 1968] Editorial Note:For Federal Register citations affecting Form X-15AA-1, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.

AUTHORITY: 15 U.S.C. 78a

CITE AS: 17 CFR 249.801