Subjgrp 62. Security-Based Swap Dealer and Participant Definitions

• § 240.3a67-1 - Definition of “major security-based swap participant.”
• § 240.3a67-2 - Categories of security-based swaps.
• § 240.3a67-3 - Definition of “substantial position.”
• § 240.3a67-4 - Definition of “hedging or mitigating commercial risk.”
• § 240.3a67-5 - Definition of “substantial counterparty exposure.”
• § 240.3a67-6 - Definition of “financial entity.”
• § 240.3a67-7 - Definition of “highly leveraged.”
• § 240.3a67-8 - Timing requirements, reevaluation period, and termination of status.
• § 240.3a67-9 - Calculation of major participant status by certain persons.
• § 240.3a67-10 - Foreign major security-based swap participants.