Subpart F. Subpart F—Secondary Market

• Fiscal and Transfer Agent (FTA)

  • SECTION § 120.600 - Definitions.
  • SECTION § 120.601 - SBA Secondary Market.

• Certificates

  • SECTION § 120.610 - Form and terms of Certificates.
  • SECTION § 120.611 - Pools backing Pool Certificates.
  • SECTION § 120.612 - Loans eligible to back Certificates.
  • SECTION § 120.613 - Secondary Participation Guarantee Agreement.

• The SBA Guarantee of a Certificate

  • SECTION § 120.620 - SBA guarantee of a Pool Certificate.
  • SECTION § 120.621 - SBA guarantee of an Individual Certificate.

• Pool Assemblers

  • SECTION § 120.630 - Qualifications to be a Pool Assembler.
  • SECTION § 120.631 - Suspension or termination of Pool Assembler.

• Miscellaneous Provisions

  • SECTION § 120.640 - Administration of the Pool and Individual Certificates.
  • SECTION § 120.641 - Disclosure to purchasers.
  • SECTION § 120.642 - Requirements before the FTA issues Pool Certificates.
  • SECTION § 120.643 - Requirements before the FTA issues Individual Certificates.
  • SECTION § 120.644 - Transfers of Certificates.
  • SECTION § 120.645 - Redemption of Certificates.
  • SECTION § 120.650 - Registration duties of FTA in Secondary Market.
  • SECTION § 120.651 - Claim to FTA by Registered Holder to replace Certificate.
  • SECTION § 120.652 - FTA fees.

• Suspension or Revocation of Participant in Secondary Market

  • SECTION § 120.660 - Suspension or revocation.