Subpart D. Subpart D—Lenders
Participation Criteria
Participating Lender Financings
- SECTION § 120.420 - Definitions.
- SECTION § 120.421 - Which Lenders may securitize?
- SECTION § 120.422 - Are all securitizations subject to this subpart?
- SECTION § 120.423 - Which 7(a) loans may a Lender securitize?
- SECTION § 120.424 - What are the basic conditions a Lender must meet to securitize?
- SECTION § 120.425 - What are the minimum elements that SBA will require before consenting to a securitization?
- SECTION § 120.426 - What action will SBA take if a securitizer transfers the subordinated tranche prior to the termination of the holding period?
- SECTION § 120.427 - Will SBA approve a securitization application from a capital impaired Securitizer?
- SECTION § 120.428 - What happens to a securitizer's other PLP responsibilities if SBA suspends its PLP approval privilege?
Other Conveyances
- SECTION § 120.430 - What conveyances are covered by §through 120.435?
- SECTION § 120.431 - Which Lenders may sell, sell participations in, or pledge 7(a) loans?
- SECTION § 120.432 - Under what circumstances does this subpart permit sales of, or sales of participating interests in, 7(a) loans?
- SECTION § 120.433 - What are SBA's other requirements for sales and sales of participating interests?
- SECTION § 120.434 - What are SBA's requirements for loan pledges?
- SECTION § 120.435 - Which loan pledges do not require notice to or consent by SBA?
Delegated Authority Criteria
Preferred Lenders Program (PLP)
SBA Supervised Lenders
- SECTION § 120.460 - What are SBA's additional requirements for SBA Supervised Lenders?
- SECTION § 120.461 - What are SBA's additional requirements for SBA Supervised Lenders concerning records?
- SECTION § 120.462 - What are SBA's additional requirements on capital maintenance for SBA Supervised Lenders?
- SECTION § 120.463 - Regulatory accounting—What are SBA's regulatory accounting requirements for SBA Supervised Lenders?
- SECTION § 120.464 - Reports to SBA.
- SECTION § 120.465 - Civil penalty for late submission of required reports.
- SECTION § 120.466 - SBA Supervised Lender application.
- SECTION § 120.467 - Evaluation of SBA Supervised Lender applicants.
- SECTION § 120.468 - Change of ownership or control requirements for SBA Supervised Lenders.
Small Business Lending Companies (SBLC)
- SECTION § 120.470 - What are SBA's additional requirements for SBLCs?
- SECTION § 120.471 - What are the minimum capital requirements for SBLCs?
- SECTION § 120.472 - Higher individual minimum capital requirement.
- SECTION § 120.473 - Procedures for determining individual minimum capital requirement.
- SECTION § 120.474 - Relation to other actions.
- SECTION § 120.475 - [Reserved]
- SECTION § 120.476 - Prohibited financing.
- SECTION § 120.490 - Audits.