Subpart H. Subpart H—Recordkeeping, Reporting, and Examination Requirements for NMVC Companies

• Examinations of NMVC Companies by SBA for Regulatory Compliance

  • SECTION § 108.690 - Examinations.
  • SECTION § 108.691 - Responsibilities of NMVC Company during examination.
  • SECTION § 108.692 - Examination fees.

• Recordkeeping Requirements for NMVC Companies

  • SECTION § 108.600 - General requirement for NMVC Company to maintain and preserve records.
  • SECTION § 108.610 - Required certifications for Loans and Investments.
  • SECTION § 108.620 - Requirements to obtain information from Portfolio Concerns.

• Reporting Requirements for NMVC Companies

  • SECTION § 108.630 - Requirement for NMVC companies to file financial statements and supplementary information with SBA (SBA Form 468).
  • SECTION § 108.640 - Requirement to file portfolio financing reports (SBA Form 1031).
  • SECTION § 108.650 - Requirement to report portfolio valuations to SBA.
  • SECTION § 108.660 - Other items required to be filed by NMVC Company with SBA.
  • SECTION § 108.680 - Reporting changes in NMVC Company not subject to prior SBA approval.