Subpart D. Subpart D—Changes in Ownership, Control, or Structure of Licensee; Transfer of License

• Changes in Control or Ownership of Licensee

  • SECTION § 107.400 - Changes in ownership of 10 percent or more of Licensee but no change of Control.
  • SECTION § 107.410 - Changes in Control of Licensee (through change in ownership or otherwise).
  • SECTION § 107.420 - Prohibition on exercise of ownership or Control rights in Licensee before SBA approval.
  • SECTION § 107.430 - Notification to SBA of transactions that may change ownership or Control.
  • SECTION § 107.440 - Standards governing prior SBA approval for a proposed transfer of Control.
  • SECTION § 107.450 - Notification to SBA of pledge of Licensee's shares.

• Restrictions on Common Control or Ownership of Two or More Licensees

  • SECTION § 107.460 - Restrictions on Common Control or ownership of two (or more) Licensees.

• Change in Structure of Licensee

  • SECTION § 107.470 - SBA approval of merger, consolidation, or reorganization of Licensee.

• Transfer of License

  • SECTION § 107.475 - Transfer of license.