Part 218. PART 218—EXCEPTIONS FOR BANKS FROM THE DEFINITION OF BROKER IN THE SECURITIES EXCHANGE ACT OF 1934 (REGULATION R)

• § 218.100 - Definition.
• § 218.700 - Defined terms relating to the networking exception from the definition of “broker.”
• § 218.701 - Exemption from the definition of “broker” for certain institutional referrals.
• § 218.721 - Defined terms relating to the trust and fiduciary activities exception from the definition of “broker.”
• § 218.722 - Exemption allowing banks to calculate trust and fiduciary compensation on a bank-wide basis.
• § 218.723 - Exemptions for special accounts, transferred accounts, foreign branches and a de minimis
• § 218.740 - Defined terms relating to the sweep accounts exception from the definition of “broker.”
• § 218.741 - Exemption for banks effecting transactions in money market funds.
• § 218.760 - Exemption from definition of “broker” for banks accepting orders to effect transactions in securities from or on behalf of custody accounts.
• § 218.771 - Exemption from the definition of “broker” for banks effecting transactions in securities issued pursuant to Regulation S.
• § 218.772 - Exemption from the definition of “broker” for banks engaging in securities lending transactions.
• § 218.775 - Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in investment company securities.
• § 218.776 - Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in a company's securities for its employee benefit plans.
• § 218.780 - Exemption for banks from liability under section 29 of the Securities Exchange Act of 1934.
• § 218.781 - Exemption from the definition of “broker” for banks for a limited period of time.