Subpart I. Subpart I—Rules and Procedures for Imposition of Sanctions Upon Municipal Securities Dealers or Persons Associated With Them and Clearing Agencies or Transfer Agents

• § 308.134 - Scope.
• § 308.135 - Grounds for imposition of sanctions.
• § 308.136 - Notice to and consultation with the Securities and Exchange Commission.
• § 308.137 - Effective date of order imposing sanctions.