Part 221. PART 221—CREDIT BY BANKS AND PERSONS OTHER THAN BROKERS OR DEALERS FOR THE PURPOSE OF PURCHASING OR CARRYING MARGIN STOCK (REGULATION U)
- § 221.1 - Authority, purpose, and scope.
- § 221.2 - Definitions.
- § 221.3 - General requirements.
- § 221.4 - Employee stock option, purchase, and ownership plans.
- § 221.5 - Special purpose loans to brokers and dealers.
- § 221.6 - Exempted transactions.
- § 221.7 - Supplement: Maximum loan value of margin stock and other collateral.
Interpretations
- SECTION § 221.101 - Determination and effect of purpose of loan.
- SECTION § 221.102 - Application to committed credit where funds are disbursed thereafter.
- SECTION § 221.103 - Loans to brokers or dealers.
- SECTION § 221.104 - Federal credit unions.
- SECTION § 221.105 - Arranging for extensions of credit to be made by a bank.
- SECTION § 221.106 - Reliance in “good faith” on statement of purpose of loan.
- SECTION § 221.107 - Arranging loan to purchase open-end investment company shares.
- SECTION § 221.108 - Effect of registration of stock subsequent to making of loan.
- SECTION § 221.109 - Loan to open-end investment company.
- SECTION § 221.110 - Questions arising under this part.
- SECTION § 221.111 - Contribution to joint venture as extension of credit when the contribution is disproportionate to the contributor's share in the venture's profits or losses.
- SECTION § 221.112 - Loans by bank in capacity as trustee.
- SECTION § 221.113 - Loan which is secured indirectly by stock.
- SECTION § 221.114 - Bank loans to purchase stock of American Telephone and Telegraph Company under Employees' Stock Plan.
- SECTION § 221.115 - Accepting a purpose statement through the mail without benefit of face-to-face interview.
- SECTION § 221.116 - Bank loans to replenish working capital used to purchase mutual fund shares.
- SECTION § 221.117 - When bank in “good faith” has not relied on stock as collateral.
- SECTION § 221.118 - Bank arranging for extension of credit by corporation.
- SECTION § 221.119 - Applicability of plan-lender provisions to financing of stock options and stock purchase rights qualified or restricted under Internal Revenue Code.
- SECTION § 221.120 - Allocation of stock collateral to purpose and nonpurpose credits to same customer.
- SECTION § 221.121 - Extension of credit in certain stock option and stock purchase plans.
- SECTION § 221.122 - Applicability of margin requirements to credit in connection with Insurance Premium Funding Programs.
- SECTION § 221.123 - Combined credit for exercising employee stock options and paying income taxes incurred as a result of such exercise.
- SECTION § 221.124 - Purchase of debt securities to finance corporate takeovers.
- SECTION § 221.125 - Credit to brokers and dealers.