Part 220. PART 220—CREDIT BY BROKERS AND DEALERS (REGULATION T)
- § 220.1 - Authority, purpose, and scope.
- § 220.2 - Definitions.
- § 220.3 - General provisions.
- § 220.4 - Margin account.
- § 220.5 - Special memorandum account.
- § 220.6 - Good faith account.
- § 220.7 - Broker-dealer credit account.
- § 220.8 - Cash account.
- § 220.9 - Clearance of securities, options, and futures.
- § 220.10 - Borrowing and lending securities.
- § 220.11 - Requirements for the list of marginable OTC stocks and the list of foreign margin stocks.
- § 220.12 - Supplement: margin requirements.
Interpretations
- SECTION § 220.101 - Transactions of customers who are brokers or dealers.
- SECTION § 220.102 - [Reserved]
- SECTION § 220.103 - Borrowing of securities.
- SECTION § 220.104 - [Reserved]
- SECTION § 220.105 - Ninety-day rule in special cash account.
- SECTION §§ 220.106-220.107 - §[Reserved]
- SECTION § 220.108 - International Bank Securities.
- SECTION § 220.109 - [Reserved]
- SECTION § 220.110 -
- SECTION § 220.111 - Arranging for extensions of credit to be made by a bank.
- SECTION § 220.112 - [Reserved]
- SECTION § 220.113 - Necessity for prompt payment and delivery in special cash accounts.
- SECTION §§ 220.114-220.116 - §[Reserved]
- SECTION § 220.117 - Exception to 90-day rule in special cash account.
- SECTION § 220.118 - Time of payment for mutual fund shares purchased in a special cash account.
- SECTION § 220.119 - Applicability of margin requirements to credit extended to corporation in connection with retirement of stock.
- SECTION § 220.120 - [Reserved]
- SECTION § 220.121 - Applicability of margin requirements to joint account between two creditors.
- SECTION § 220.122 - “Deep in the money put and call options” as extensions of credit.
- SECTION § 220.123 - Partial delayed issue contracts covering nonconvertible bonds.
- SECTION § 220.124 - Installment sale of tax-shelter programs as “arranging” for credit.
- SECTION §§ 220.125-220.126 - §[Reserved]
- SECTION § 220.127 - Independent broker/dealers arranging credit in connection with the sale of insurance premium funding programs.
- SECTION § 220.128 - Treatment of simultaneous long and short positions in the same margin account when put or call options or combinations thereof on such stock are also outstanding in the account.
- SECTION §§ 220.129-220.130 - §[Reserved]
- SECTION § 220.131 - Application of the arranging section to broker-dealer activities under SEC Rule 144A.
- SECTION § 220.132 - Credit to brokers and dealers.