Collapse to view only § 4117. Authorization of appropriations

§ 4111. Block grants
(a) Authority
(1) In generalFor each fiscal year, the Secretary shall (to the extent amounts are made available to carry out this chapter) make grants under this section on behalf of Indian tribes—
(A) to carry out affordable housing activities under part A of subchapter II; and
(B) to carry out self-determined housing activities for tribal communities programs under part B of that subchapter.
(2) Provision of amounts
(b) Plan requirement
(1) In generalThe Secretary may make a grant under this chapter on behalf of an Indian tribe for a fiscal year only if—
(A) the Indian tribe has submitted to the Secretary an Indian housing plan for such fiscal year under section 4112 of this title; and
(B) the plan has been determined under section 4113 of this title to comply with the requirements of section 4112 of this title.
(2) Waiver
(c) Local cooperation agreement
(d) Exemption from taxationNotwithstanding any other provision of this chapter, grant amounts provided under this chapter on behalf of an Indian tribe may not be used for affordable housing activities under this chapter for rental or lease-purchase dwelling units developed under the United States Housing Act of 1937 (42 U.S.C. 1437 et seq.) or with amounts provided under this chapter that are owned by the recipient for the tribe unless—
(1) such dwelling units (which, in the case of units in a multi-unit project, shall be exclusive of any portions of the project not developed under the United States Housing Act of 1937 [42 U.S.C. 1437 et seq.] or with amounts provided under this chapter) are exempt from all real and personal property taxes levied or imposed by any State, tribe, city, county, or other political subdivision; and
(2) the recipient for the tribe makes annual payments of user fees to compensate such governments for the costs of providing governmental services, including police and fire protection, roads, water and sewerage systems, utilities systems and related facilities, or payments in lieu of taxes to such taxing authority, in an amount equal to the greater of $150 per dwelling unit or 10 percent of the difference between the shelter rent and the utility cost, or such lesser amount as—
(A) is prescribed by State, tribal, or local law;
(B) is agreed to by the local governing body in the agreement under subsection (c); or
(C) the recipient and the local governing body agree that such user fees or payments in lieu of taxes shall not be made.
(e) Effect of failure to exempt from taxation
(f) AmountExcept as otherwise provided under this chapter, the amount of a grant under this section to a recipient for a fiscal year shall be—
(1) in the case of a recipient whose grant beneficiary is a single Indian tribe, the amount of the allocation under section 4151 of this title for the Indian tribe; and
(2) in the case of a recipient whose grant beneficiary is more than 1 Indian tribe, the sum of the amounts of the allocations under section 4151 of this title for each such Indian tribe.
(g) Use for affordable housing activities under plan
(h) Administrative and planning expenses
(i) Public-private partnerships
(j) Federal supply sourcesFor purposes of section 501 of title 40, on election by the applicable Indian tribe—
(1) each Indian tribe or tribally designated housing entity shall be considered to be an Executive agency in carrying out any program, service, or other activity under this chapter; and
(2) each Indian tribe or tribally designated housing entity and each employee of the Indian tribe or tribally designated housing entity shall have access to sources of supply on the same basis as employees of an Executive agency.
(k) Tribal preference in employment and contracting
(Pub. L. 104–330, title I, § 101, Oct. 26, 1996, 110 Stat. 4022; Pub. L. 105–276, title V, § 595(e)(3), (4), Oct. 21, 1998, 112 Stat. 2656, 2657; Pub. L. 106–568, title X, § 1003(a), Dec. 27, 2000, 114 Stat. 2925; Pub. L. 106–569, title V, § 503(a), Dec. 27, 2000, 114 Stat. 2961; Pub. L. 107–292, § 4, Nov. 13, 2002, 116 Stat. 2054; Pub. L. 110–411, title I, § 101, Oct. 14, 2008, 122 Stat. 4320.)
§ 4112. Indian housing plans
(a) Plan submission
The Secretary shall provide—
(1)
(A) for an Indian tribe to submit to the Secretary, by not later than 75 days before the beginning of each tribal program year, a 1-year housing plan for the Indian tribe; or
(B) for the tribally designated housing entity for the tribe to submit the plan as provided in subsection (c) for the tribe; and
(2) for the review of such plans.
(b) 1-year plan requirement
(1) In general
A housing plan of an Indian tribe under this section shall—
(A) be in such form as the Secretary may prescribe; and
(B) contain the information described in paragraph (2).
(2) Required information
A housing plan shall include the following information with respect to the tribal program year for which assistance under this chapter is made available:
(A) Description of planned activities
A statement of planned activities, including—
(i) the types of household to receive assistance;
(ii) the types and levels of assistance to be provided;
(iii) the number of units planned to be produced;
(iv)(I) a description of any housing to be demolished or disposed of;(II) a timetable for the demolition or disposition; and(III) any other information required by the Secretary with respect to the demolition or disposition;
(v) a description of the manner in which the recipient will protect and maintain the viability of housing owned and operated by the recipient that was developed under a contract between the Secretary and an Indian housing authority pursuant to the United States Housing Act of 1937 (42 U.S.C. 1437 et seq.); and
(vi) outcomes anticipated to be achieved by the recipient.
(B) Statement of needs
A statement of the housing needs of the low-income Indian families residing in the jurisdiction of the Indian tribe, and the means by which those needs will be addressed during the applicable period, including—
(i) a description of the estimated housing needs and the need for assistance for the low-income Indian families in the jurisdiction, including a description of the manner in which the geographical distribution of assistance is consistent with the geographical needs and needs for various categories of housing assistance; and
(ii) a description of the estimated housing needs for all Indian families in the jurisdiction.
(C) Financial resources
An operating budget for the recipient, in such form as the Secretary may prescribe, that includes—
(i) an identification and description of the financial resources reasonably available to the recipient to carry out the purposes of this chapter, including an explanation of the manner in which amounts made available will leverage additional resources; and
(ii) the uses to which those resources will be committed, including eligible and required affordable housing activities under subchapter II and administrative expenses.
(D) Certification of compliance
Evidence of compliance with the requirements of this chapter, including, as appropriate—
(i) a certification that, in carrying out this chapter, the recipient will comply with the applicable provisions of title II of the Civil Rights Act of 1968 (25 U.S.C. 1301 et seq.) and other applicable Federal laws and regulations;
(ii) a certification that the recipient will maintain adequate insurance coverage for housing units that are owned and operated or assisted with grant amounts provided under this chapter, in compliance with such requirements as the Secretary may establish;
(iii) a certification that policies are in effect and are available for review by the Secretary and the public governing the eligibility, admission, and occupancy of families for housing assisted with grant amounts provided under this chapter;
(iv) a certification that policies are in effect and are available for review by the Secretary and the public governing rents and homebuyer payments charged, including the methods by which the rents or homebuyer payments are determined, for housing assisted with grant amounts provided under this chapter;
(v) a certification that policies are in effect and are available for review by the Secretary and the public governing the management and maintenance of housing assisted with grant amounts provided under this chapter; and
(vi) a certification that the recipient will comply with section 4114(b) of this title.
(c) Participation of tribally designated housing entity
A plan under this section for an Indian tribe may be prepared and submitted on behalf of the tribe by the tribally designated housing entity for the tribe, but only if such plan contains a certification by the recognized tribal government of the grant beneficiary that such tribe—
(1) has had an opportunity to review the plan and has authorized the submission of the plan by the housing entity; or
(2) has delegated to such tribally designated housing entity the authority to submit a plan on behalf of the tribe without prior review by the tribe.
(d) Coordination of plans
(e) Regulations
(Pub. L. 104–330, title I, § 102, Oct. 26, 1996, 110 Stat. 4023; Pub. L. 105–276, title V, § 595(e)(5), Oct. 21, 1998, 112 Stat. 2657; Pub. L. 106–568, title X, § 1003(b), (c), Dec. 27, 2000, 114 Stat. 2926; Pub. L. 106–569, title V, § 503(b), (c), Dec. 27, 2000, 114 Stat. 2962; Pub. L. 110–411, title I, § 102, Oct. 14, 2008, 122 Stat. 4321.)
§ 4113. Review of plans
(a) Review and notice
(1) Review
(2) Notice
(b) Notice of reasons for determination of noncompliance
(c) Review
After submission of the Indian housing plan or any amendment or modification to the plan to the Secretary, to the extent that the Secretary considers such action to be necessary to make determinations under this subsection, the Secretary shall review the plan (including any amendments or modifications thereto) to determine whether the contents of the plan—
(1) set forth the information required by section 4112 of this title to be contained in an Indian housing plan;
(2) are consistent with information and data available to the Secretary; and
(3) are not prohibited by or inconsistent with any provision of this chapter or other applicable law.
If the Secretary determines that any of the appropriate certifications required under section 4112(c)(5) 1
1 See References in Text note below.
of this title are not included in the plan, the plan shall be deemed to be incomplete.
(d) Updates to plan
(e) Self-determined activities program
Notwithstanding any other provision of this section, the Secretary—
(1) shall review the information included in an Indian housing plan pursuant to subsections (b)(4) 2
2 So in original. Subsec. (b) does not contain a par. (4).
and (c)(7) 3
3 So in original. Subsec. (c) does not contain a par. (7).
only to determine whether the information is included for purposes of compliance with the requirement under section 4145a(b)(2) 4
4 So in original. Section 4145a(b) of this title does not contain a par. (2).
of this title; and
(2) may not approve or disapprove an Indian housing plan based on the span of the particular benefits, activities, or results included pursuant to subsections (b)(4) 2 and (c)(7).3
(Pub. L. 104–330, title I, § 103, Oct. 26, 1996, 110 Stat. 4026; Pub. L. 105–276, title V, § 595(e)(6), Oct. 21, 1998, 112 Stat. 2657; Pub. L. 110–411, title I, § 103, Oct. 14, 2008, 122 Stat. 4323.)
§ 4114. Treatment of program income and labor standards
(a) Program income
(1) Authority to retain
Notwithstanding any other provision of this chapter, a recipient may retain any program income that is realized from any grant amounts under this chapter if—
(A) such income was realized after the initial disbursement of the grant amounts received by the recipient; and
(B) the recipient has agreed that it will utilize such income for housing related activities in accordance with this chapter.
(2) Prohibition of restricted access or reduction of grant
The Secretary may not restrict access to or reduce the grant amount for any Indian tribe based solely on—
(A) whether the recipient for the tribe retains program income under paragraph (1);
(B) the amount of any such program income retained;
(C) whether the recipient retains reserve amounts described in section 4140 of this title; or
(D) whether the recipient has expended retained program income for housing-related activities.
(3) Exclusion of amounts
(4) Exclusion from program income of regular developer’s fees for low-income housing tax credit projects
(b) Labor standards
(1) In general
(2) Exceptions
(3) Application of tribal laws
(Pub. L. 104–330, title I, § 104, Oct. 26, 1996, 110 Stat. 4027; Pub. L. 106–568, title X, § 1003(j), Dec. 27, 2000, 114 Stat. 2930; Pub. L. 106–569, title V, § 503(i), Dec. 27, 2000, 114 Stat. 2965; Pub. L. 107–292, § 5, Nov. 13, 2002, 116 Stat. 2054; Pub. L. 109–136, § 3, Dec. 22, 2005, 119 Stat. 2644; Pub. L. 110–411, title I, § 104, Oct. 14, 2008, 122 Stat. 4323.)
§ 4115. Environmental review
(a) In general
(1) Release of funds
(2) Regulations
(A) In general
(B) ContentsThe regulations issued under this paragraph shall—
(i) provide for the monitoring of the environmental reviews performed under this section;
(ii) in the discretion of the Secretary, facilitate training for the performance of such reviews; and
(iii) provide for the suspension or termination of the assumption of responsibilities under this section.
(3) Effect on assumed responsibility
(b) Procedure
(c) CertificationA certification under the procedures authorized by this section shall—
(1) be in a form acceptable to the Secretary;
(2) be executed by the chief executive officer or other officer of the tribe under this chapter qualified under regulations of the Secretary;
(3) specify that the tribe has fully carried out its responsibilities as described under subsection (a); and
(4) specify that the certifying officer—
(A) consents to assume the status of a responsible Federal official under the National Environmental Policy Act of 1969 [42 U.S.C. 4321 et seq.] and each provision of law specified in regulations issued by the Secretary insofar as the provisions of such Act or such other provisions of law apply pursuant to subsection (a); and
(B) is authorized and consents on behalf of the tribe and such officer to accept the jurisdiction of the Federal courts for the purpose of enforcement of the responsibilities of the certifying officer as such an official.
(d) Environmental complianceThe Secretary may waive the requirements under this section if the Secretary determines that a failure on the part of a recipient to comply with provisions of this section—
(1) will not frustrate the goals of the National Environmental Policy Act of 1969 [42 U.S.C. 4321 et seq.] or any other provision of law that furthers the goals of that Act;
(2) does not threaten the health or safety of the community involved by posing an immediate or long-term hazard to residents of that community;
(3) is a result of inadvertent error, including an incorrect or incomplete certification provided under subsection (c)(1); and
(4) may be corrected through the sole action of the recipient.
(Pub. L. 104–330, title I, § 105, Oct. 26, 1996, 110 Stat. 4028; Pub. L. 106–568, title X, § 1003(d), Dec. 27, 2000, 114 Stat. 2926; Pub. L. 106–569, title V, § 503(d), Dec. 27, 2000, 114 Stat. 2962.)
§ 4116. Regulations
(a) Transition requirements
(1) In general
(2) Public comments; general notice of proposed rulemaking
The notice issued under paragraph (1) shall—
(A) invite public comments regarding such transition requirements and final regulations to carry out this chapter; and
(B) include a general notice of proposed rulemaking (for purposes of section 564(a) of title 5) of the final regulations under subsection (b).
(b) Final regulations
(1) Timing
(2) Negotiated rulemaking procedure
(A) In general
(B) Committee
(i) In general
(ii) Adaptation
In establishing the negotiated rulemaking committee, the Secretary shall—
(I) adapt the procedures under the subchapter described in clause (i) to the unique government-to-government relationship between the Indian tribes and the United States, and shall ensure that the membership of the committee include only representatives of the Federal Government and of geographically diverse small, medium, and large Indian tribes; and(II) shall not preclude the participation of tribally designated housing entities should tribes elect to be represented by such entities.
(C) Subsequent negotiated rulemaking
The Secretary shall—
(i) initiate a negotiated rulemaking in accordance with this section by not later than 90 days after the date of enactment of the Native American Housing Assistance and Self-Determination Reauthorization Act of 2008 and any other Act to reauthorize this chapter; and
(ii) promulgate regulations pursuant to this section by not later than 2 years after the date of enactment of the Native American Housing Assistance and Self-Determination Reauthorization Act of 2008 and any other Act to reauthorize this chapter.
(D) Review
(c) Effective date
(Pub. L. 104–330, title I, § 106, Oct. 26, 1996, 110 Stat. 4029; Pub. L. 107–292, § 6, Nov. 13, 2002, 116 Stat. 2054; Pub. L. 110–411, title I, § 105, Oct. 14, 2008, 122 Stat. 4324.)
§ 4117. Authorization of appropriations

There are authorized to be appropriated for grants under this subchapter such sums as may be necessary for each of fiscal years 2009 through 2013. This section shall take effect on October 26, 1996.

(Pub. L. 104–330, title I, § 108, Oct. 26, 1996, 110 Stat. 4030; Pub. L. 107–292, § 2(a), Nov. 13, 2002, 116 Stat. 2053; Pub. L. 110–411, title VII, § 701(a), Oct. 14, 2008, 122 Stat. 4334.)